Securities and Exchange Commission (SEC)
FY 2010 EEO Complaint Processing Statistics

Outcome of Counselings Completed in FY 2010
Pre-Complaint Counseling Outcomes											Completed by EEO Counselor										Completed Using ADR												All Completed Counselings
Pre-Complaint Counseling Outcomes											#				%						#			%									#			%
Pre-Complaint Counselings:											23										1												24
Settlements											0				0%						1			100%									1			4.2%
Withdrawals or No Complaints Filed											6				26.1%						0			0%									6			25%
Complaints Filed*																																	17			70.8%
Decision to File Complaint Pending at End of FY																																	0			0%
*Includes only complaints filed in FY 2010 where counseling was also completed during FY 2010.

Agency Use of ADR for EEO Dispute Resolution in FY 2010
							Total Number													Offer Rate										Participation Rate
Pre-Complaint Counselings							24													41.7%										4.2%
Complaint Closures							16													0%										0%

Bases Most Frequently Alleged in Filed Complaints
				Top Basis 1											Top Basis 2												Top Basis 3
Bases of Alleged Discrimination				Age											Reprisal												Race (Black/African American)

Timeliness in FY 2010
												Total #					# Timely				% Timely			FY 2009 APD*					FY 2010 APD*					% Change			Govt Wide APD*
All Pre-Complaint Counselings (minus remands)												24					22				91.7%
All Investigations												13					13				100%			194					195					0.5%			181
All Complaint Closures												16												258					234					-9.3%			360
Merit Decisions (no AJ)												4					1				25%			479					332					-30.7%			481
Dismissal Decisions (no AJ)												7												120					158					31.7%			88
*APD =Average Processing Days

Outcomes of Complaints in FY 2010
					Complaint Closures								Final Agency Decision (no AJ Decision)									Final Order (AJ Decision Fully Implemented)									Final Order (AJ Decision Not Fully Implemented)
					#			%					#					%				#			%						#				%
Total Complaints Filed					17
Total Closures					16
Settlements					2			12.5%
Withdrawals					1			6.3%
Total Final Agency Actions					13			81.3%					11					84.6%				2			15.4%						0				0%
	Dismissals				9			69.2%					7					77.8%				2			22.2%						0				0%
	Merit Decisions				4			30.8%					4					100%				0			0%						0				0%
			Finding Discrimination		0			NA%					0					NA%				0			NA%						0				NA%
			Finding No Discrimination		4			100%					4					100%				0			0%						0				0%

Costs Associated With EEO Process FY 2010
										Total #						Total Amount												Average Amount
Pre-Complaint Settlements w/ Monetary Benefits										0						$0												$0
		ADR Settlement s w/ Monetary Benefits								0						$0												$0
Investigation Costs										13						$89,515												$6,885
Complaint Closures with Monetary Benefits										0						$0												$0
		ADR Settlements w/ Monetary Benefits								0						$0												$0