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Securities and Exchange Commission (SEC) FY 2014 EEO Complaint Processing Statistics

Outcome of Counselings Completed in FY 2014
Pre-Complaint Counseling Outcomes Completed by EEO Counselor Completed Using ADR All Completed Counselings
# % # % # %
Pre-Complaint Counselings

25

 

16

 

41

 
Settlements

1

4%

2

12.5%

3

7.3%

Withdrawals or No Complaints Filed

13

52%

6

37.5%

19

46.3%

Complaints Filed*        

15

36.6%

Decision to File Complaint Pending at End of FY        

4

9.8%

*Includes only complaints filed in FY 2014 where counseling was also completed during FY 2014.

Agency Use of ADR for EEO Dispute Resolution in FY 2014
Total Number Offer Rate Participation Rate
Pre-Complaint Counselings

41

80.5%

39%

Complaint Closures

26

3.9%

3.9%

Bases Most Frequently Alleged in FY 2014 Filed Complaints
Top Basis 1 Top Basis 2 Top Basis 3
Bases of Alleged Discrimination

REPRISAL

AGE

SEX (FEMALE)

Timeliness in FY 2014
Total # # Timely % Timely FY 2013 APD* FY 2014 APD* % Change Govt Wide APD*
All Pre-Complaint Counselings (minus remands)

41

41

100%

       
All Investigations

16

14

87.5%

353

216

-38.8%

197

All Complaint Closures

26

   

312

504

61.5%

419

Merit Decisions (no AJ)

3

2

66.7%

359

365

1.7%

439

Dismissal Decisions (no AJ)

2

   

37

14

-62.2%

66

*APD =Average Processing Days

Outcomes of Complaints in FY 2014
Complaint Closures Final Agency Decision (No AJ Decision) Final Order (AJ Decision Fully Implemented) Final Order (AJ Decision Not Fully Implemented)
# % # % # % # %
Total Complaints Filed

16

             
Total Closures

26

             
Settlements

16

61.5%

           
Withdrawals

4

15.4%

           
Total Final Agency Actions

6

23.1%

5

83.3%

1

16.7%

0

0%

Dismissals

2

33.3%

2

100%

0

0%

0

0%

Merit Decisions

4

66.7%

3

75%

1

25%

0

0%

Finding Discrimination

0

NA%

0

NA%

0

NA%

0

NA%

Finding No Discrimination

4

100%

3

75%

1

25%

0

0%

Costs Associated with EEO Process in FY 2014
Total # Total Amount Average Amount
Pre-Complaint Settlements w/ Monetary Benefits

1

$35,000

$35,000

ADR Settlements w/ Monetary Benefits

1

$35,000

$35,000

Investigation Costs

16

$47,867

$2,991

Complaint Closures with Monetary Benefits

15

$180,751

$12,050

ADR Settlements w/ Monetary Benefits

1

$5,000

$5,000